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CPD-UNFPA Programme on Population and Sustainable Development

Paper 13 (Summary )  


Defining Pro-Poor Intervention in Urban Health and Sanitation with an Emphasis on NGOs Experience: The Case of Dhaka City

Qazi Towfiqul Islam


INTRODUCTION
According to the Dhaka Municipal Corporation there are more than twenty-two thousand slums in Dhaka City. Rapid urbanisation, which is the consequence of increasing migrant population driven by natural calamity and rural poverty, has coupled here with rapid a rapid growth in slums and increases in income inequality and poverty. The excessive burden of the city population has posed formidable difficulties for the urban public health, water and sanitation systems to provide normal services to the city dwellers in general and the slum dwellers in particular. These services are mainly provided to the slums through some target-oriented programmes and slum improvement projects initiated by the Dhaka City Corporation and some NGOs with financial assistance from some bi/multilateral development agencies. The NGO's participation in health, water and sanitation programmes has increased significantly in recent years (for example the number of NGOs engaged in this sector has increased from 9 in 1995 to 25 in 1999). The type of interventions and approaches adopted by the NGOs have been lauded as being much more innovative, effective and people-oriented than those employed by the government. This study was conducted to review and analyse the policies and programmes designed and implemented by the government as well as NGOs in urban health, water and sanitation sectors and to help design policy options and programmes in the relevant fields in both the government and NGO sectors.

OBJECTIVES OF THE STUDY
The study aimed at achieving the following objectives:
· Documenting the various types of interventions and approaches of the Government and NGOs in the area of urban health, water and sanitation for the poor in Dhaka city slums.
· Focusing on the state of conditions of health, water and sanitation of urban poor as perceived by the slum households.
· Highlighting experience/benefits of the interventions made by NGOs and government/public agencies in the service areas mentioned above, from the perspectives of beneficiaries.
· Suggesting policy options, programmes and strategies for the Government and NGOs to effectively utilise available resources in the urban health and sanitation sector for the benefit of the urban poor.

METHODOLOGY OF THE STUDY
The following methodologies were followed in the study:
· Relevant institution-level information was collated following a set of pre-designed formats and a checklist from the NGOs implementing health, water and sanitation programmes in the Dhaka city slums.
· Interviews were held with the heads and staff of the selected NGOs engaged in implementing the above programmes.
· Relevant documents and literature available at different organisations were reviewed.
· An in-depth study of the perspective of the NGO beneficiary-population was conducted using a structured and pre-tested questionnaire administered amongst different sizes of sample households in the Agargaon, Tejgaon, and Lalbag slum areas.

FINDINGS
· NGOs in Dhaka City started to emerge in the late eighties as the rapid growth of slums in the city brought about a focus on health and sanitation. During the nineties, their numbers increased with newcomers initiating diverse activities in the field of health, water and sanitation and micro credit.
· NGOs focusing on health programs, although smaller in number, tended to be larger compared to other types of NGOs engaged on all three fronts i.e. health, water and sanitation. However, there was a significant increase in the number of NGOs of the latter type over the last five years with a larger coverage of the population, indicating the increased need for better services on these fronts.· The level of NGO participation in the relevant fields was still inadequate compared to the actual need and problems faced by the slum dwellers.
· There was an obvious overlapping of beneficiaries and areas covered by different categories of NGOs. This overlapping was higher where the number of NGOs was also higher.
· The NGOs' programs were highly dependent on donor assistance, provided mostly by foreign donors. Donors' guidelines and priorities have had important bearings for the design and implementation of project activities implemented by NGOs. The programs in the public sector, run by the DCC, were also largely dependent on foreign assistance.
· There was a lack of coordination amongst the NGOs resulting in the wastage of resources as well as a difference in opinion amongst the NGO community about the problems faced by the slum dwellers. This problem also had a direct link with the lack of coordination amongst the donors while they responded to individual projects.
· The methods and approaches applied by the concerned NGOs in the field of health, water and sanitation were more or less the same. They were designed based on NGOs' own experiences and lessons as well as those of the donors and the government. In this context, there has been a recent trend suggesting that active community participation in the operation and maintenance of service deliveries is slowly resulting in the formation of an institutional framework. The implication of this trend is very important, notably, with regard to supply of tap water in the community. The community is assured of having tap water on a sustainable basis, while the government is also earning revenue from the water supply.
· The privately managed systems, however, were not accountable to anybody, and were being operated illegally in most cases. It was learned during the survey that recently WASA had connected some of the illegal water taps with meters and had permitted certain individuals to sell water in the same way to minimise revenue/system loss in the water supply. However, in this arrangement under-dealing with the revenue collectors to pay less to the authority by under-billing was reported. The loss of revenue to the authority was jointly shared between the revenue collectors and the private connection holders. This kind of operation had an adverse effect on the popularity of Community Managed water points in some areas as long as the services of the latter appeared to be costlier to the users.
· The long-term sustainability of NGO programmes critically depended on their capacity to coordinate amongst themselves as well as integrate the programmes with those of the government to get much needed institutional and infrastructure support.
· The health, weather and sanitation needs of the slum dwellers were not adequately satisfied in spite of the efforts of NGOs and others. This was because the basic service deliveries for the poor did not have the benefit of well-formulated policies, strategies, and concrete steps at the macro level.
· Slum dwellers' problems became much more complicated and serious as they have always been exposed to evictions sponsored by the government and local interest groups.
· The purely government institution-based services in the field were not target-oriented. This was true for the population living in the slums. Only the DCC had the mandate and operated a few target programs for the slum dwellers. The services provided by them were not responsive to the need of the population either in terms of coverage or in the quality of services provided.
· Hitherto, the DCC's efforts in addressing slum dwellers' problems were on an ad hoc basis with some support from multi- and bilateral donors. There was no serious thought or a well-designed plan to respond to the needs of slum dwellers in the relevant fields. Government attitude and actions, no doubt, had a bearing on this situation.
· Despite many limitations and low coverage in terms of inputs, services of the NGOs in health, water and sanitation areas for the beneficiaries had, indeed, benefited them to a great extent and impacted positively on their health improvement.
· The accessibility to NGO health services by the poor was much better than to those provided by the government sector. However, due to the scale and institutional strength of government services they were still covering a larger segment of the population for all types of health services. With regard to water supply, public organisations like DWASA could still provide better services, if they plan and jointly implement the services with the NGOs. In sanitation, the level of public sector intervention is negligible.
· The magnitude and diversity of the problems associated with health, water and sanitation facilities in the slums were so vast that any kind of partial and isolated efforts by any organisation would not have a significant impact on overall improvement of the prevailing situation. In this regard, the question of ensuring bold and effective community participation, emphasising women, was considered very critical.
· In the overall context, it was revealed that people living in slums would be seriously affected if obstacles were created by the implementation of NGO activities.

POLICY RECOMMENDATIONS
· There should be a national consensus on the broad policy framework of urbanisation in the country. In this regard, opinions and experience need to be shared with different stakeholders, including NGOs and community representatives.
· Based on long-term policies, concrete steps in consultation with the participation of the community, notably of women, and other stakeholders, including NGOs, should be developed and implemented for resettlement of slum dwellers as well as other displaced and floating population of the country.
· Policies, programmes and strategies in the field of health, water and sanitation targeting the urban poor should be formulated based on meaningful dialogue and coordination amongst the public sector organisations, donors, NGOs and other private organisations willing to contribute to the sector. The same spirit should also prevail during the implementation of programme activities. As stated above, active community participation, emphasising women, is crucially important to determining appropriateness and sustainability of the programme activities in the long run.
· Government machinery should view NGO activities to be complimentary to government target programmes and utilise existing NGO networks to deliver services efficiently at the grass roots level.
· Inter-NGO collaboration and cooperation should be developed with more emphasis on general principles and specific activities to be carried out in the field.
· To be guided by pragmatic policies and programmes, NGO interventions in the fields of health, water and sanitation for the benefit of poor population across the country should be placed in their true perspective at the national level where the appropriate coordination has to be achieved.

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Centre for Policy Dialogue
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